Prompt: Review the website of the Securities and Exchange Commission at https://www.sec.gov/litigation/litreleases.shtml
Choose a case listed at the SEC site. Briefly summarize the case and discuss the rule or regulation that was violated. What did the individual or company do in the case that violated the rule or regulation? Relate this back to the concepts discussed in your text. (Be sure to cite.)
Instructions: Incorporate the required readings, as well as outside research, and support your statements. All material used must be cited in your posts and listed as references.
minimum word count 300